Framework guide

ISO 42001 in Practice

ISO/IEC 42001:2023 specifies requirements for establishing, implementing, maintaining, and continually improving an AI management system. It is certifiable. Enterprise buyers in regulated sectors increasingly request ISO 42001 certification or equivalent evidence from AI vendors.

Standard
ISO/IEC 42001:2023
Kind
AI management system standard
Certifiable
Yes, by external audit
In the check
Cited by 4 of the 16 questions
AI policy Internal organization (roles, responsibilities) AI lifecycle (impact assessment, system management) Data for AI systems Information for users Use of AI systems Third-party and customer relationships
Figure 1. The ISO 42001 Annex A control areas.
Structure

How the standard is built

ISO 42001 follows the same management-system structure as ISO 27001 (information security) and ISO 9001 (quality): context, leadership, planning, support, operation, performance evaluation, improvement. Annex A contains controls specific to AI management.

Control area 1

AI policy

Control area 2

Internal organization (roles, responsibilities)

Control area 3

AI lifecycle (impact assessment, system management)

Control area 4

Data for AI systems

Control area 5

Information for users

Control area 6

Use of AI systems

Control area 7

Third-party and customer relationships

Certification

The certification path

Typical timeline 6 to 12 months for organizations with mature ISO 27001 already in place.

StepStage
1Pre-assessment
2Gap analysis
3Control implementation
4Internal audit
5External certification audit
Posture Check

Where the check cites it

A mature stage on the AI Posture Check is a starting point for ISO 42001 readiness, not a substitute for the certification path.

Question the check may askDimensionCitation
Do you have a data classification policy you could extend to AI inputs? Data ISO 42001 Annex A.7
Do you know what data people are putting into AI tools? Data OWASP LLM02, ISO 42001 Annex A.7
Is there a named executive accountable for AI risk, even without a policy yet? Governance ISO 42001 clause 5.3
Do you review vendor attestations on a cadence and monitor vendors for incidents and model changes? Vendor ISO 42001, SOC 2 Type II
Ready when you are

Score yourself against this framework.

Five questions, each citing its source. You get your stage, your place on the chart and the one move that matters next.

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